Litigation: SEC Obtains Court Order to Enforce Investigative Subpoena Against Ex-Registered Representative
May 09, 2024
May 09, 2024
WASHINGTON, May 9 -- The Securities and Exchange Commission issued the following litigation release (No. 24-mc-173; S.D.N.Y. filed April 8, 2024) involving Eric M. Cobb:
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On May 7, 2024, the U.S. District Court for the Southern District of New York granted the Securities and Exchange Commission's application to enforce a subpoena for the production of documents and testimony issued to Eric M. Cobb ("Cobb").
If a person or entity refuses to co . . .
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On May 7, 2024, the U.S. District Court for the Southern District of New York granted the Securities and Exchange Commission's application to enforce a subpoena for the production of documents and testimony issued to Eric M. Cobb ("Cobb").
If a person or entity refuses to co . . .