SEC Issues Administrative Proceeding on Deerfield Management
August 21, 2017
August 21, 2017
WASHINGTON, Aug. 21 -- The Securities and Exchange Commission issued the following administrative proceeding (File No. 3-18120) involving Deerfield Management on an order instituting administrative and cease-and-desist proceedings pursuant to sections 203(e) and 203(k) of the Investment Advisers Act of 1940, making findings, and imposing remedial sanctions and a cease-and-desist order:
In the Matter of
DEERFIELD MANAGEMENT COMPANY, L. P.,
Respondent.
. . .
In the Matter of
DEERFIELD MANAGEMENT COMPANY, L. P.,
Respondent.
. . .